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How to Determine What Enables Protest? by Nathan Wolfson This essay is derived from my MA Thesis
Whence These Rumblings? Towards An Understanding of the Structural
Pre-Conditions of Anti-Systemic Mobilization.
This essay consists of two main parts. In the first part of this essay, I present a general overview of some of the
main themes that have emerged in the study of social movements during the twentieth
century. I attempt to briefly summarize some of the more salient aspects of
these general theoretical schools with an emphasis on the extent to which some approaches appear more useful than others.
I look at the "earlier perspectives" (McAdam,
et al., 1988: 695) of the collective behavior and the mass society
approaches. Then I overview the contemporary scene. Cohen
(1985) suggests that there are two general categories into which one can divide
contemporary social movement theory-the identity based (new social movement)
and the resource mobilization models. Without necessarily subscribing to her
conclusions I follow her fairly standard division.
In the second part of this essay I then explore the most germane area of the
social movement literature (the examination of opportunity structures) and review
this area of social movement literature in depth. I attempt to expand the traditionally
limited notion of "opportunity structures" beyond formal political
structures to encompass both socio-cultural and economic structures, as well.
This expansion is based mostly on a revised treatment of part of McAdam's
(1982) "political process model."
In general, these "earlier perspectives" tend to view
social movements as responses to grievances born of deprivation,
alienation, and inconsistency (e.g., Hoffer
1951, Kornhauser
1959, Smelser 1962).
Perhaps the most enduring contribution is Smelser
(1962). But it relies upon contentions that-even when refined
in the work of, e.g., Eyerman and Jamison
(1991)-see mobilization largely as the result of group dynamics
and the psychological constitution of participants. Such a perspective
does not address the general guiding question of this thesis.
I do not seek to elucidate why people protest, nor what constitute
internal dynamics of protest. Rather, this thesis seeks to examine
the contexts outside of contentious activity that foster insurgency.
Beyond this general inapplicability of the "earlier perspectives"
to the present task, the "classical approach" is also
prone to the spurious conflation of "social movement organizations"
with social movements. McAdam
(1982) and Tilly (1994),
among others, have demonstrated the problems with this approach.
Of course, Smelser
(1962) manages to suggest (albeit with at least the limitations
noted above) that collective action is a result of structural
strain. This is a highly plausible hypothesis insomuch as this
strain is understood to create what a sect of resource mobilization
theorists have taken to calling macro-structural opportunities.
To the extent that one reads Smelser this way, he implies that
society produces contention. Such a relationship is consonant
with this thesis. Ultimately, however, Smelser
(1962) does not prove a major exception to the general tendency
of these theories.
These "classical movement theorists" tend to focus on
"the characteristic psychological profile of the participant
and [on] the presumed psychological functions associated with
participation" (Mayer
1991: 60). Indeed, though Turner and Killian
(1956, 1972, 1986) are cited by Mayer
(1991) as the only exception to micro-psychological explanations
of movements among such theorists, they do not move beyond explaining
movements by explaining why some people participate in movements.
Such theories (including Smelser's
[1962]) have suggested that mobilization is the result of social
strain, grievances and/or the relative deprivation of particular
groups of actors (who are characterized as "anomic, irrational,
and deviant" [Mayer
1991: 62]). While these elements certainly play a role (see, e.g.,
Walsh 1981, Kerbo
1982, Webb, et al.
1983), they seldom adequately explain mobilization (see, e.g.,
Useem 1975, Jenkins
1981) and they seldom consider macrostructural contexts in a systematic
manner. A final indictment of these approaches takes the form
of their empirical failure to explain the movements that occurred
in core countries during the 1960s (see, e.g., Jenkins
1983, McAdam 1982,
Morris and Herring
1987, Oberschall
1973, Useem 1975, Wilson
1973).
That said, in the context of the present investigation of the
contexts that foster mobilization, it is interesting to note that
in a general way some of the classical theorists tend to agree
with some of the contemporary findings regarding which contexts
foster mobilization. For example, Kornhauser
(1959) suggests that urbanization and industrialization contribute
to movement formation. Where he (and most other classical theorists)
differ from many contemporary theorists lies in the manner he
connects, e.g., industrialization and contention. Typically for
the classical theorists, phenomena such as industrialization causes
social strain that produces insurgent individuals. The distinct
possibility exists, however, that the significance of industrialization
resides in the manner in which it restructures society in such
a way that mobilization is structurally encouraged, facilitated,
or, at least, not as hindered. There may not be the social-psychological
link that the classical theorists suggest though the correlation
may well exist.
The difference is subtle but important. For the classical theorist,
industrialization causes contention. For theorists studying
opportunity structures, industrialization allows contention
through the manner that it restructures societies into fostering
mobilization. The difference is one based on the distinction between
"sufficient" and "necessary" independent variables,
respectively. Many classical theorists made a questionable claim
regarding the sufficiency of their variables.
A final implication for the divergence between classical theorists
and opportunity structure theorists is found in their estimation
of the time frame of appropriate analysis:
This final point of difference suggests that many of the conclusions
reached by the classical theorists will be of limited utility
when investigating the kinds of general structural shifts investigated
here.
In conclusion it should be noted that-though without direct implications
for the present study-the ideological implications of the classical
models of social movements inspired the present work insomuch
as they are ethically troubling. The suggestion is that movements
that have transformed the modern world (whether the American Revolution
or the battle for civil rights) are merely "unintended byproducts
of a collective attempt at tension management" (McAdam
1982: 18).
New social movement theory posits a shift of emphasis among contemporary movements
towards the growth of potential protest areas through the development of new
grievances. D'Anieri, et al.,
(1990), among others, challenge this assertion insomuch as they demonstrate
that the "new" social movements are not so new and may not be so qualitatively
different from their precursors as new social movement theoreticians suggest.
In its most extreme form, new social movement theory posits a
whole new, unique social theory that-while it appears to revolve
around the study of social movements-breaks with the sociological
traditions that precede it. Touraine's
(1977, 1981, 1988) work is usefully representative of this re-orientation
not only of the study of social movements but of the role of sociology
itself.
For Touraine, the definition of social action is the ability of
society to act upon itself. He suggests that 20th century core
countries were living with the legacy of 19th century notions
of social progress (derived, it seems, in large measure from the
Enlightenment) in the manner in which they and their social movements
acted upon themselves. This, however, has changed in his estimation
and now the concept of progress is open to question. But Touraine
eschews the pursuits of most "post-modernists". Instead
he focuses upon social struggles and the ways they shape history.
For Touraine, social struggle involves three general realms. The
first is the struggle over the fruits of accumulation. The second
is the struggle over the fruits of symbolic exchanges. The third
is the struggle over what he calls "historicity." This
historicity involves control of the culture beyond the mere manipulation
of symbolic exchanges for gain. In essence, historicity is the
process of actors within a society creating that society. And
it is this "historicity" that Touraine wishes to place
at the center of social inquiry.
Touraine's reformulation of social movement study eventually requires
that one use his reformulation of sociology. This is troubling
on a number of counts, not the least of which involves claims
such as "political pressures and economic interests are widely
autonomous" (Touraine
1991: 388-9), which are left largely unsubstantiated. But the
most troubling aspect of Touraine's approach is his characterization
of what social movements are-and of what they do.
Touraine writes that "there is a clear opposition between
a sociological analysis which is organized around the notion of
society or even social system and a sociology which
gives a central role to social movements" (Touraine
1985: 765 [emphasis in original]). But by "social movements"
he means "only to refer to conflicts around the social
control of the main cultural patterns" (Touraine
1985: 760 [emphasis in original]). That is, if the goal is decreased
income disparity, or the implementation of impediments to the
unrestrained accumulation of capital (e.g., to reduce the incentives
inspiring environmental degradation), the mobilization towards
these ends is not, in his estimation, a social movement. Further,
Touraine intentionally distinguishes between the action of social
movements and action which is "political" (Touraine
1991: 391) whereas the kinds of social movements investigated
here inevitably involve some political elements.
Touraine's assertion that "Latin-American guerrillas"-his
term-are not part of a social movement (Touraine
1991: 389) is particularly troubling in the context of the present
study for at least two reasons. First, many "guerrilla"
activities are a part of the generalized basismo movement
of which Liberation Theology is a key constituent. Second, "guerrilla"
activity is a key example of "non-institutional...political
participation" performed by "excluded groups" that
forms a cornerstone of the definition of "contention"
offered in (the introduction of) the present work.
Touraine states that the reason for this peculiar, radically exclusionary
conceptualization of what constitutes a "social movement"
is to avoid what he perceives as a common pitfall among those
studying movements. The "problem" he seeks to avoid
is that "obvious prejudices...so often make discussions about
social movements useless because they inform us mainly about social
opinions of some limited sectors of academia" (Touraine
1985: 749). The reader will have to judge whether the present
work falls prey to such temptations by rejecting Touraine's limiting
definition of social movements. In any event, only within the
context of Tourainian sociology can one feasibly employ Touraine's
definitions of social movements. And this is not an exercise in
Tourainian sociology.
Melucci (1989) manages
to extract some key nuggets from Touraine's work while still actively
engaging the rest of the social scientific community in a conventional
manner. Perhaps most interesting is Melucci's general plan or
layout of the three primary axes upon which to plan actions of
social movement participants. These are the environment, means
and goals involved in the movement (Melucci
1989: 26). These can be roughly conceived of as parallel to the
triumvirates proposed by both Tilly
(1986) and McAdam
(1982) to explain mobilization that were introduced at the start
of this work, though with a markedly different emphasis.
Melucci's focus is mostly upon the social psychological characteristics
of movement participants (hence his being labeled an "identity
theorist" [Cohen
1985]). He only delves into investigating the "environment"
in which mobilization occurs as it is perceived by movement
participants. This is an important aspect of mobilization,
but it tends to be more appropriately grouped under "consciousness"
than "environment" in the context of the present investigation.
Melucci is correct to point out that tracing all social movement
to political factors is rather myopic. This is essentially the
view proffered here, with the caveat that the model developed
by some of those who have focused exclusively on politics can
be revised to include much more than merely the polity. His response,
however, is to define "social movement" by referring
to the sum-through-interaction of the diverse perceptions and
identities of its participants:
This "solution," however, merely replaces one myopia
with another. Instead of reducing social movements to a particular
interaction with the state, Melucci proposes reducing social movements
to combinations of perceptions and "identities" and
doing away with a concept of "social movement" in general
(Melucci 1989: 189).
new social movement theory extends beyond Touraine's and Melucci's
work, of course. In general, the field suggests that new social
movements occur in post-modern societies in which post-materialist
values become their driving force. But as Adam
(1990) suggests, "The proposition that the new social movements
represent movements of cultural defiance has failed to take into
account their ongoing struggles with the state and capital"
(Adam 1990: 317). Touraine
may attempt to counter such criticisms through statements referring
to "class relations through which... orientations become
social practices" (Touraine
1981, 25). Either way, it is the constraints on this "becoming"-the
structures through which this becoming occurs-that are the focus
of the present study.
Offe (1987) probably
gets close to bridging the gap between the largely culturalist
concerns of much "new social movement" theory and the
reality of structured social (especially class) relations. An
application of his theorizing suggests that, though its claims
are often framed in cultural (e.g., ethical) terms, one of the
primary tasks of the environmental movement has been to subvert
the unbridled accumulation of capital insomuch as this accumulation
has fueled ecological degradation (and must be curtailed to diminish
its destruction). This "Offean" strain of "new
social movement" theory informs the present focus of social
structures.
Among the theorists associated with this school. Eder
(1993) demonstrates some of the most useful insights into the
kind of movement study engaged in here. His note of the link between
the "self-defeating process of modernization" and "the
increasing environmental crisis" plainly points to a key
link with the U.S. environmental movement
(Eder 1993: 119). Though
his work deliberately eschews discussin the U.S. environmental
movement, many of his insights into movements in general (and
into contemporary environmental movements in advanced capitalist
societies in particular) are useful.
Key among his insights is that ecological crisis has created a
new generalized form of social ("class") conflict. This
new conflict takes center stage in social relations and creates
a newly radicalized constituency comprised largely of the traditional
"middle class." This class, he suggests, grew out of
"a distorted form of countercultural traditions" and
if moving in a contentious direction again (Eder
1993: 134). This change opens new fields of contention. Eder sees
"nature" as the likely primary new field of contention.
Habermas draws a similar link between material conditions and
their effect upon radical activity in his exploration of the effect
of ecological degradation on the life-world (Habermas
1981, 1987). For example, he writes:
Much of new social movement theory, however, is of limited utility
in the context of the present study. By emphasizing the "how"
rather than the "why," this school of thought probably
goes further than any other in explaining how it is that individuals
become participants in social movements. But the manner in which
societies produce these movements is less satisfactorily addressed.
The emphasis on what Touraine names "post-industrial"
societies (Touraine
1981) limits the utility of understanding the common elements
of movements that occur both within and outside of the societies
he investigates. Such an objection is not to dismiss Touraine's
pursuits in general but to suggest that they are of limited use
for the present investigation.
Finally, in the explicit context of the present investigation,
one manner in which the limitations of new social movement theory
becomes salient occurs when one looks to this body of work for
the explanation of dissimilar movement experiences in otherwise
allegedly similar societies. For example, as Kitschelt notes,
"What proponents of this approach do not explain is why the
various anti-nuclear protests have had such dissimilar careers,
in terms of both differential articulation and impact, in otherwise
similarly constituted capitalist societies" (Kitschelt
1986: 58-59). In contrast, the present study works towards such
explanations.
Resource mobilization theory involved a shift of emphasis away
from deprivation (which is seen as ubiquitous) and towards the
availability of resources and opportunities to explain the occurrence
of movements. There are three major facets to this general area
of literature which can be characterized as the "costs and
benefits," "groups and organizations," and "opportunity
structures" approaches. The latter approach, whose general
principles pertain more to the present investigation than the
others, will be introduced in this section and then investigated
in second half of this essay (The Structural Pre-Conditions of Mobilization).
In a sense, the latter approach contradicts many of the suppositions
of the first two approaches, however, so the present study refrains
from considering itself an investigation of an instance of resource
mobilization.
The concept of costs and benefits descends from Olson
(1965) and his theory that rational individuals will not participate
in collective action unless there are sufficient incentives for
them to do so. He explains why some individuals do not participate
in movements but does not explain why other people do participate
(the "free-rider problem"). Firemand and Gamson
(1979), Oberschall
(1980), among others, have suggested viable solutions to this
perceived problem. Though not typically considered a theorist
in this vein, Offe (1985b)
has focused on related issues of will involved in the genesis
of collective action. He too utilizes a conceptualization of individual
perception of "costs of collective action" (Offe
1985b: 183) as a key component in his understanding of mobilization.
But this area of research does not lend itself to explaining the
general guiding question of the present investigation insomuch
as this portion of resource mobilization does not focus on external,
macro social structures that engender movements but, rather, focuses
on why particular individuals participate.
The organization of protest groups has been asserted to play a
key role in facilitating the participation of individuals within
those groups (e.g., Lofland
1985, Morris 1984,
Oberschall 1980).
These groups have been conflated with movements as a whole. Thus
organizational dynamics of groups have been considered a "resource"
that contributes to mobilization. As Tilly
(1994) notes, there are valid analytical reasons for eschewing
such investigatory stances as they have been historically applied:
Melucci (1989) among
others describes how movements often rely up already existing
groups. But this is different from suggesting that mobilization
is a group activity that can largely be explained with reference
to internal group dynamics and through collective behavior. The
Sierra Club is not the environmental movement. Understanding why
people become members of the Sierra Club is a worthy pursuit but
it does not explain environmentalism and it is not the goal of
this investigation.
The present work avoids the resurgent (during the climate of the
1980s) micro-interactionist approach (e.g., Gamson
1990) and related social movement theories (e.g., Touraine
1981) because it does not seek to answer the general question,
"Why do individuals participate in anti-systemic activity?"
nor, even, "What are the internal dynamics of movements that
propel mobilization?" Rather, the present investigation seeks
to answer a fundamentally different sort of question, namely,
"Why does mobilization occur in some places at some times
and not at other places at other times?" with reference to
the societies and global structures within which
the movements occur rather than with reference to the individuals
(and their surmised motivations) within the movements. In light
of this predisposition, issues raised by Cohen
(1985) that Gamson
(1992) draws upon, and adds to, that focus on individual psychology-collective
identity, solidarity, consciousness and micromobilization-will
not answer the questions being posed here.
The Goldstone, Gamson, et al. exchange in two separate
issues of the American Journal of Sociology may shed a
final bit of light of these matters (Goldstone
1980a, 1980b; Gamson
1980; Foley and Steedly
1980). In introducing the debate in the second edition of his
central work, The Strategy of Social Protest, Gamson
(1990) suggests that the final method of arbitration among the
disparate claims may be ultimately elusive. "These exchanges
go beyond the substantive arguments in Strategy to show
contrasting approaches to general issues of sociological theory,
methods, and practice" (Gamson
1990: 181). That may be, but the present work finds Goldstone's
conclusions the more persuasive:
Goldstone speaks of "success" rather than the issue
of "genesis" investigated here, but the implications
for the general models of understanding contention are the same.
Structural factors external to movements of protest--the macro-contexts
in which mobilization occurs--play a key role in the genesis of
contention. The decisive role of structural (typically, political)
opportunities has been noted by, e.g., Eisinger
(1973), Kitschelt
(1986), Kriesi, et al,.
(1992), McAdam (1982),
Meyer and Imig (1993),
Piven and Cloward (1977),
Tarrow (1994), and
Tilly (1978).
Social crises and structural change have been increasingly cited
as important pre-conditions of mobilization. In his discussions
of the various types of legitimation crises, Habermas
(1973, 1976) echoes the notion that regime crises provide the
opportunity for social change. A set of such factors--the large
structural aspects of the society in which contention occurs--appears
to be crucial, as well, for the most extreme kind of movement,
the social revolution (Skocpol
1979, Goldstone
1980c).
It is the investigation of these general opportunity structures--the
structural pre-conditions of mobilization--that this thesis
focuses on. The second half of this essay is a detailed investigation
of this area of work. Here it is important to point out that this
(alleged) branch of resource mobilization theory side-steps many
of the failings of the rest of that "approach" and might
be more correctly considered a response to resource mobilization
theory (e.g., McAdam's
[1982] formulation of his "political process model").
The other two branches of resource mobilization typically fall
prey to conflating social movement organizations with the movements
themselves. McAdam summarizes some of the problems with this approach
for the movements being investigated here.
Further, in light of the focus of the present investigation, the
way most resource mobilization theorists have treated mobilization
contexts is particularly deficient. They tend to assume that the
background conditions in which mobilization occurs are composed
of an ahistorical, pluralistic society in which "if the group
is well organized, it can get its share" (Mayer
1991: 94). Alternately, they sometimes accept the notion that
societies are run by elites-but then suggest that such a state
is inevitable insomuch as "excluded groups...are seem as
functionally powerless in the face of the enormous power wielded
by the elite" (McAdam
1982: 37). And most resource mobilization theorists tend to assume
that success can be measured through tangible gains for movement
participants. Further:
As described below, this is the area of inquiry directly addressed
by the present study.
This discussion consists of two main sections. In the first I
discuss the traditional study of political opportunity structures.
Hitherto these constitute the most systematic examination of the
effect of context on mobilization. I delve into some general themes
of this area of study (e.g., its focus on regime strength) and
explore some of the oversights and limitations of this approach.
In the second section of this discussion I attempt to transcend
some of the limitations inherent in the study of contexts of mobilization
engendered by the traditional focus on the polity. This is undertaken
through the introduction of other kinds of mobilization contexts.
I discuss surpra-national political, economic and socio-cultural
processes--the global context--and local contexts involving economic,
demographic and socio-cultural variables (in addition to local
political factors).
The examination of the structural pre-conditions of mobilization
is often grouped within the "resource mobilization"
rubric. It differs radically from the other strains of resource
mobilization, however, in some important manners. The birth of
the study of opportunity structures and their effect on incidences
of mobilization is typically traced to Peter Eisinger's "The
Conditions of Protest Behavior in American Cities" (Eisinger 1973).
In this article he writes:
The emphasis of the present study is an investigation of this
second set of factors in the genesis of contentious activity which,
in the sense of the contrast Eisinger draws, is a diametrically
different focus from most resource mobilization research.
The difference between much resource mobilization theorizing and
that which falls under the heading "the investigation of
opportunity structures" is illustrated by McCarthy and Zald
(1977). They assume a generic "modern American context"
for their theory and, thus, do not consider variations in structural
opportunities (McCarthy and Zald
1977: 1236). In contrast, the present discussion seeks to describe
the role played by variations in structural opportunities.
It is important to note that while Eisinger is writing as a political
scientist and often frames his analyses with reference to "the
political system," "political opportunities," and
so on, the general predispositions of his investigatory stance
can be applied to a broader range of phenomena than the explicitly,
conventionally political. Eisinger, too, recognizes that the context
in which protest develops is not merely one constituted of traditional
political structures: "Political environment is a generic
term used variously in the literature of political science to
refer to, among other things, aspects of formal political structure,
the climate of governmental responsiveness, social structure,
and social stability" (Eisinger
1973: 11).
The present study wishes to de-emphasize the historical emphasis
among political scientists on the study of formal political structures
in the investigation of the effects of opportunity on mobilization.
Eisinger demonstrates this bias among political scientists when
recounting some exemplary accounts in the social scientific literature
of "examination[s] of the extent to which specific configurations
of environmental variables and distinctive patterns of local politics
occur together" (Eisinger
1973: 11). The studies he cites--Alford and Lee
1968, Sherbenou
1961, Hawley 1963,
Lieberson and Silverman
1965--all utilize traditional political structures as their "independent
variables": reformed municipal institutions, reform government,
centralization of local power, and less representative councilmanic
[sic] institutions, respectively.
Certainly political opportunity structures are an important part
of the environment that affects the likelihood of mobilization.
But it is not the only element worth considering. It may not even
be the most important aspect of the conditions for mobilization.
Economic and socio-cultural independent variables may prove to
have had stronger links to incidents of contention than has the
state of formal political structures. Certainly the extent to
which economic and socio-cultural factors play some sort of role
is worthy of investigation.
The reasons for the oversights of some political scientists when
examining contention--for ignoring factors outside of the formal
political realm--are probably numerous. Some may be institutional.
For example, grant monies may be proffered by municipal governments
in search of political preventative measures in the face of possible
mobilizations of their populations. But Eisinger's treatment of
what he perceives as the difference between "political protest"
and "ghetto violence" lends another clue.
By studying only the formal political context in which mobilization
occurs--by largely ignoring economic and socio-cultural contexts--Eisinger
is able to suggest that "protest against local government
targets and collective ghetto violence are two forms of political
expression which may be distinguished conceptually and empirically"
(Eisinger 1973:
13). In what becomes a prejudicial attempt at distinction (which
tends to patently legitimate polite protest while implicitly disparaging
insurrection), Eisinger reports that "protest against local
government targets is likely to be related to the nature of local
politics, while ghetto violence is not." One is left to ponder
the possible, alternate conclusions had the studies he draws his
findings from emphasized socio-cultural and economic factors to
the extent that they examined formal political contexts. Would
a picture of mobilization have emerged in which polite and violent
protest were distinguishable as, e.g., the recourses of the relatively
privileged and of the disadvantaged, respectively?
Eisinger's emphasis upon the political system and on political
processes tends to indict the contentious, often violent, anti-systemic
activities of the disenfranchised (who are less likely to have
effective avenues of formal protest available). His "conceptual"
discrimination between "protest" and "violence"
(that the former involves violence implicitly while the latter
does so explicitly) opens the possibility of such prejudice. Through
a de-emphasis on such potentially biased distinctions, the present
study seeks to avoid such a stark contrast. Additionally, the
sociological literature on movement somewhat undermines Eisinger's
rigid distinctions (e.g., Tilly
1978).
Whatever his other questionable stances, Eisinger represents a
fairly archetypal shortcoming in the study of opportunity structures:
the focus on formal political processes to the diminution of economic
and socio-cultural variables. This predisposition is shared by
Kitschelt (1986)
and his investigation of the effects of political opportunity
structures on the anti-nuclear movement in four core countries
during the 1970s. So while his findings that in states where political
structures were both open to the influence of movements and forceful/strong
in their implementation of public policy, mobilization was most
likely to be effective is worth noting. This is especially insomuch
as it enlarges the scope of investigation beyond allegedly isolated
municipalities (the range of Eisinger
1973) to the size of nation-states. Still, Kitschelt
(1986) ultimately falls short of being of great assistance in
the present study in two important ways.
First, he addresses movement success rather than movement
genesis. Though the two are probably related, he does not
investigate--nor hypothesize--as to how. Second, he fails to look
beyond the structures of political participation and governance.
In particular, he ignores the political-economics of the nuclear
power industry and the socio-cultural trends within the greater
societies (and, for that matter, within the peace and ecological
movements) that spawned the anti-nuclear movement. Kitschelt calls
this a "regime centered" theory, which it certainly
is. Unfortunately, regime centered variables were the only type
introduced so the paper was almost predestined to produce one
of two conclusions. Either state structures would determine movement
trajectory or the study would have been a description of a failed
attempt to find such a suggestive correlation. A third, possibly
more persuasive conclusion--namely that political structures play
an important role but that so do other social structures--was
never a possibility because it was not systematically evaluated.
This thesis attempts to create a method to redress this weakness.
Kriesi, et al.,
(1992) build upon the same tradition that informs Kitschelt
(1986) and that is typically traced to Eisinger
(1973). They fall prey to some of the same shortfalls, especially
with regard to their inattention to non-political structural factors
involved in the genesis of mobilization. They make at least three
important advances, however.
First, Kriesi, et al.,
(1992) at least acknowledge that--though they focus on political
contexts--there are other factors involved in the creation of
political realities. By opening their reductivism (which sees
all social realities related to social movements through the lens
of regime configurations) to recognize the fact that "general
setting" plays a role in the occurrence of contention, they
introduce the possibility of addressing non-political contexts
(at least to the extent that these create political contexts).
They do not, however, pursue this set of possibilities.
Second, they move beyond the prejudicial decoupling of non-violent
and violent protest presented by Eisinger
(1973). "The actions [of protest events] included range from
petitions and demonstrations, through boycotts, disturbances and
occupations to violent attacks against persons" (Kreisi, et al.,
1992: 222). This brings the notion of protest as treated in the
literature of political opportunity structures closer to the generalized
conceptualization of anti-systemic activity presented in the present
discussion of opportunity structures.
Third, they note the increasing importance of supra-national (albeit
political) structures affecting movements. This falls short of
the conceptualization presented below under "the global contexts
of mobilization" discussion, but still highlights the extent
to which they perceive other avenues of investigation.
In sum, the findings of Kitschelt
(1986) and Kriesi, et al.,
(1992) tend to support the hypothesis that institutional setting
(in this case state-centered or regime-centered in the tradition
of Badie and Birnbaum
[1983] and Zysman
[1983]) greatly affects social movements. In particular, a distinction
is made between weak, unstable or changing states and strong,
relatively static states. But, more importantly, two defining
characteristics are introduced: how susceptible the state is to
the influence of social movements and how able the state is to
impose its policies. While a weak state is defined as lacking
in both of these categories, the success of a movement relies
of a balancing of characteristics.
Movements get furthest, this line of research suggests, when states
are open to external influences (an attribute of a "weak
state") but then experience little opposition to the impositions
of their policies (an attribute of a "strong state")
which have been influenced by movements. But since the present
discussion is focused upon movement formation rather than success,
the former political context (that of a weak state which may be
easily influenced) is the most relevant. So the extent to which
states are responsive to (open to, susceptible to) contention
will become one of the variables investigated in the present work.
Tarrow (1989) draws
on the authors discussed above as well as on a number of other
studies that (sometimes just tangentially) discuss political opportunity
structures (e.g., Hobsbawm
1974, Jenkins and Perrow
1977, Katzenstein and Mueller
1987, Leeds and Leeds
1976, Piven and Cloward
1977, Portes 1979,
Walton 1979). He then
summarizes what he sees as the four general areas in which one
can measure political opportunity:
In this study, I will employ a generalized conceptualization that
seeks to encompass these general areas of political opportunity:
the openness and receptivity of the polity and of the elites to
the anti-systemic insurgent claims and actions to which they are
subjected. Additionally, this study operationalizes "political
context" via methods derived partly from Everett
(1991).
The most sophisticated refinement of this political opportunity
structures approach to the study of social movements occurs in
McAdam's (1982) investigation
of the US black civil rights movement. This "openness and
receptivity" criteria I derive from Tarrow
(1989) has been characterized by McAdam
(1982) as occurring in two differing configurations. The first
he calls "generalized political instability" (McAdam
1982: 42). This refers to a situation encompassing the polity
and the generalized societal elites. In such situations, a broad
array of insurgency is fostered (e.g., 1968 in France as discussed
by Shorter and Tilly
[1974], the Southern Farmers Alliance in the ante-bellum US South
[Schwartz, 1976]).
The second kind of "openness and receptivity" McAdam
(1982) differentiates as conducive to mobilization by only a particular
subdivision of the mass of potentially contentious parties within
a social system. For example, Jenkins and Perrow
(1977) suggest that farm workers of the 1960s were facilitated
in their struggles not by generalized political instability but
by "the altered political environment within which the challenge
operated" (Jenkins and Perrow,
1977: 263).
The present study, by looking at widespread local political (and
non-political)--as well as global--contexts, does not seek to
differentiate between these two types of structures. Rather, the
two are seen as interrelated to the point of inseparability. They
will be addressed in tandem, often without distinction. As McAdam
himself notes:
That is to say, in both types of contexts, mobilization is fostered.
Though McAdam's (1982)
"political process model" extends beyond mobilization
contexts, he hastens to note:
This study's emphasis, in striving to determine the necessary
contexts in which mobilization can occur (rather than the
sufficient conditions that necessarily produce insurgent
activity), then, draws on this aspect of McAdam's reformulation
of political opportunity structures literature.
While acknowledging Eisinger
(1973) in his treatment of the political opportunity structures
aspect of his "political process" model's presentation
on the generation of insurgency, McAdam
(1982) draws out some of the latent ideas I allude to above. He
writes:
What areas of investigation can be most appropriately added to
the study of the polity when investigating the genesis of mobilization?
Ideally, one would introduce all the data about each case being
utilized that area specialists (in each of the case areas) have
synthesized. Realistically, this thesis relies on a few illustrative
types of contexts (and a corresponding set of representative variables)
to indicate the relative social, political and economic environments
in which contention has coalesced. The selection of these contexts
is based on both social movement and political-economic theory
and research. For a discussion of a more thorough approach to
the expansion of the investigation of mobilization contexts, refer
to "Avenues for Further Investigation" (in Chapter Six of my MA thesis).
In his investigation of largely local, non-political contexts,
Brand (1990) sees three
general episodes of cultural criticism--what he calls Zivilisationskritik--during
the past two centuries. The first occurred during the 1830s and
1840s (roughly). This already "romantic" period combined
the tensions produced by the conflicting agendas of the emerging
bourgeois, industrial social order and the receding aristocratic,
agrarian world, with the insecurities engendered by the ensuing
transformation's social ills. The result was a period particularly
notable for social criticism, utopianism, revolt (labor-based
and otherwise), and escapism (in the form of alternative lifestyle
and community construction emphasizing simple-living and egalitarianism).
The second episode of Zivilizationskritik occurred around
the turn of the century. Growing anti-urbanism, the rejection
of Victorian prudery and artificiality, an increasing fascination
with the occult and a growing awareness of the "ugly side
of industrialization, of the mass misery in the slum quarters
of the cities, of the social, moral and psychological costs of
progress" began to define the age. (To be sure, however,
the backlash was nearly as notable at times as was the criticism.)
The most recent episode of widespread criticism noted by Brand
(1990) transpired during the 1960s and 1970s, when the public-interest,
student activist, civil rights and anti-war movements were followed
by the women's, environmental, and anti-nuclear movements.
Brand concludes that there are common attributes among these periods of mobilization.
To investigate which aspects of the waves may be most closely linked to contention,
some of the specific social settings that Brand cites as indicative of Zivilizationskritik
should be investigated.
One of the key components in the shift from older forms of contention to more
modern forms of contention (such as those investigated here) was the result
of wider-spread literacy among potential rebels. Tarrow
(1994) describes the nature of the transition from older forms of collective
action (such as grain seizures) to modern collective action (such as labor strikes).
Perhaps foremost in this transition was the spread of printed matter and the
general rise in literacy-which combined to not only widely disperse information
of a political nature but also to create an arena in which both masses and elites
were treated with a common vocabulary and in a common forum. (new forms of association
led to greater solidarity among prospective movements participants and greater
diffusion of the conditions for movement created broader, more effective coalitions
are also noted as important factors.)
Major shifts in the international (sometimes global) political-economic
order may well affect the occurrence of contention. As Silver
(1992) notes, "the processes of world-scale labor unrest
over the last century can be illuminated by studying their inter-relationship
with processes of global political change--i.e., cycles of hegemony/rivalry"
(Silver 1992: 153).
She finds a strong positive correlation between periods of rivalry
and periods of particularly explosive labor unrest (Silver
1992: 179).
One of the primary contributions of the world-system perspective has been
the exploration and expansion of the notions of dependency theorists (e.g.,
Cordosa and Faletto 1979 [orig.
1971], Frank 1969a & 1969b) into
a full-fledged exploration of the ways in which global (or, at least, international/supranational)
phenomena structure local realities. Wallerstein
(1984, 1974), among others, notes that a locale's position within the world-system
has a decisive influence over the internal workings of the locale. For example,
Paige (1975) notes that involvement
in international commercial agriculture played a significant role in agrarian
revolutions in the underdeveloped world.
Silver (1992) addresses such implications
and suggests there is a correlation between movements and economic cycles in
the context of antisystemic labor mobilization. Brand
(1990), however, disputes the economistic determinant as the primary factor
in mobilization. Tarrow (1989) concludes
that cycles of protest do not coincide with economic cycles. Frank
and Fuentes (1990) touch upon this issue and seem to imply--though they
do not state--that the impending introduction of B-phases sometimes suggestively
correspond with the genesis of antisystemic mobilization. But they suggest that
"the question of the relation between social movements and economic or
other cycles remains in doubt pending further research" (Frank
and Fuentes 1990: 144).
These issues can become murky in the sense that there often appears to be
an intertwined relationship among the various variables. For example, while
Silver (1992) disputes a narrowly
economistic determinism based on K-cycles, she finds a strong correlation between
hegemonic shifts (that is, periods of rivalry) and labor unrest. And as the
Research Working Group on Cyclical
Rhythms and Secular Trends (1979) notes, there appears to be a correlation
between hegemonic shifts and clusters of K-cycles. Hence the desirability
of as thorough as possible an examination of the contexts of the cases under
investigation, without relying on existing material devoted to examining K-cycles.
It is important to note that breaking down the areas of investigation
into categories is not intended as a reflection of a belief that
phenomena in the real world can be neatly thus divided. On the
contrary, occurrences most readily placed in any one category
are intimately--nay, inseparably--related to occurrences in other
categories. For example, as Weber
(1981) and Namenworth and Weber
(1987) have noted (criticisms such as Giervyn's
[1990] not withstanding), international (global) economic cycles
are related to national (local) political cycles. And as Habermas
(1981) has noted (in the context of contemporary contentions surrounding
ecology), global material incursions affect the types of actions
one's local lifeworld engenders--and yet must be responded to
on a macro-political level. To re-iterate:
While recognizing how local and global, material and cultural
conditions are often inextricably entwined, the need to systematically
address as much relevant data as is possible compels one to devise
some general plan of organization for the collection, presentation
and analysis of empirical observations. Through devising two general
categories of investigation as presented here, some sort of standardized
format for the presentation and evaluation of cases can be established
(without unduly prejudicing the presentation of data by lending
primacy to any one set of facts).
The general outline for the data sets, then, is divided into "global"
and "local" sections. Especially with regard to the
"local," as much as is reasonable, the nation-state
as a unit of analysis is ideally eschewed. As Melucci has noted:
And while Melucci is primarily speaking of contemporary, "advanced
societies," Wallerstein
(1974), among others, have traced such supra-national structures
back to circa 1500 AD--which suggests that the "modern world-system"
(cf. the "nation-state") has been the most illuminating
unit of analysis for the time-period under discussion here.
Another important aspect of Wallerstein's conceptualizations has
been the conflict between localities (not necessarily nation-states)
and the world-economy (e.g., Wallerstein
1991a, 1991b) during the same time period. Bergesen
(1994), in his discussion encompassing both Wallerstein's conceptualization
of the modern world-system and those conceptualizations that seek
to elucidate a much more enduring world system (e.g., Abu-Lughod
1989; Gills and Frank
1990, 1991; Chase-Dunn and Hall
1991) discusses such conceptualizations as a striving towards
a meaningful, new discipline. In his estimation, this "globology"
eschews sub-global structures more than even the more radical
world system inquirers have so far (in his estimation) managed.
He writes, "the world collectivity has an existence of its
own, independent of its societal parts" (Bergesen
1994: 85).
However, for the sake of utility-and in light of the tentative nature of globological
foundationalist assertions-the present work is not only compelled to incorporate
data collected and presented at the nation-state level (albeit in a manner that
is both sub- and supra-national and that considers the insights of the relatively
nascent globological perspective). Any investigation must also allow for the
possibility that the "local" factors examined, while inarguably linked
to world-history, may be more readily recognizable than world-systemic trends
as determinants in the formation of anti-systemic mobilization.
This synthesis of the systemic examination of both local and global
factors (both conceived of in a manner similar to that employed
here) has been proposed before--though typically without the breadth
of comparison. Kick
(1980), Walton (1984),
Eckstein (1989),
Walton and Ragin (1990),
Boswell and Dixon
(1990), Robinson and London
(1991), and Jenkins and Schock
(1992) have all at least tangentially touched upon this coupling
of the analysis of domestic political processes and global international
relations. Most notably, Frank and Fuentes
(1990), following Brand
(1990), have demonstrated cross-national similarities in the timing
and intensity of contention activity for at least the 1800s and
the 1900s. Their work suggests that international factors influence
movement activity/formation.
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